Broker Dealer Services in EB-5
Panelists: JOHN LEO, JOHN TISHLER, JEFFREY DECICCO
Moderated by: KURT REUSS
What are the services of a broker dealer in EB-5 and when is a broker dealer appropriate
Categories
Broker dealer issues, SEC compliance issues, USCIS compliance issues
Date
Oct 09, 2016
Moderated By
Kurt Reuss
Kurt Reuss is a registered securities broker who has been specializing in EB-5 since 2012. He offers advice on investment structuring and market conditions related to EB-5 investments.
Related Articles
Crowdfunding EB-5 Offerings
Crowdfunding has opened new opportunities to solicit and raise money for EB-5 issuers. But more restrictions apply. Our panel discusses what you need to know before pursuing this new opportunity.
Read MoreMay 14, 2016
Assessment and Disclosure of Conflicts of Interest
A “conflict of interest” refers to any situation in which a person or entity has an incentive, financial or otherwise, to serve one of its interests to the detriment of another. In EB-5 transactions, conflicts can take many forms.
Read MoreApr 04, 2016
Are Regional Centers Acting As Unregistered Investment Advisors?
The custody rule; Fee deduction rules; Account statement rules; State RIA regulation, Foreign RIA regulation and AIFMD.
Read MoreJan 31, 2016
Popular Articles
Answers to Common EB-5 Visa Investor Questions
The most frequently asked question about the EB-5 Visa program to get US green card by investment. Answered by the industry's top EB-5 experts.
Read MoreMay 22, 2023
EB-5 Green Card process: from investment to U.S. permanent residency
Learn about the entire EB-5 process from selecting an investment, to filing an I-526, to conditional permanent residency, to filing an I-829 and approval.
Read MoreMay 17, 2023
EB-5 Source of Funds Requirements & Best Practices
A lawful source & path of funds is critical for EB-5 Green Card success. Get expert insight on USCIS requirements & and the use of unsecured loans.
Read MoreMay 15, 2021
EB-5 I-526 petition requirements & recent processing times
Discover EB-5 I-526 petition requirements: cost, “at risk,” source of funds & job creation. Learn why 2021 processing times should improve significantly.
Read MoreMay 13, 2021
What 'Reg S' Means and What EB-5 Issuers and Investors Should Know
Learn about the Reg S meaning, flow back, liability and compliance, the benefits for EB-5 issuers, and the impact of failing to register when required.
Read MoreMay 05, 2021