SEC Rule 10b-5 and the scienter requirement as a part of EB5 Steps
According to section 17b of the Securities Act, if someone is being compensated for promoting a project, their payment must be disclosed.
SEC rule 2210 in EB-5
Which state securities laws apply when talking to investors overseas? At a minimum, it would be the state where the issuer is located.
IIUSA is hosting a conference where booths will be talking about their EB-5 offerings. Could this blow their Reg S exemption?
An inside look at the due diligence process and how issuers, agents and attorneys are using these reviews to reduce risk, expedite exemplar petitions and get investors.
Rule 901 explains that registration requirements will not apply if you can demonstrate that 'no directed selling efforts' are made within the U.S. and the sale of securities occurred outside the U.S.
2007 has usually resulted in more jobs, but I'd be worried about a deal that uses 2007 data because, at this point it’s thirteen years old.
What is the role of an EB-5 offering's marketing materials and what legal liability is there when they are separate from the PPM?